Portfolio Compliance Analyst - Asset Management

New opportunity for a junior or mid-level Portfolio Compliance Analyst to join an expanding Compliance function. Report and work closely with the Head of Compliance & Operational Risk. Client Details UK Asset Manager. Description Review and sign-off of investment financial promotions and related materials, including review of associated procedures. Attendance at the Investment Risk meetings and Compliance governance committees, including assembly of the pack and recording the minutes. Conduct new joiner compliance inductions and deliver regulatory training where required. Participation in SMCR oversight, including training and competence oversight (for Investments, Funds, Research, Business Development and Dealing teams). Awareness of new regulatory requirements and working with the business to develop and implement compliant solutions. Work in partnership with the business to improve processes and procedures to mitigate regulatory risk.Profile Demonstrable senior investment compliance experience. Significant experience of the regulations pertaining to retail client communications. Excellent knowledge and understanding of regulatory requirements affecting a UK asset management and wealth management business.Job Offer £50k base salary. Company benefits. Hybrid working

Location: City of London, London, GB

Posted Date: 11/4/2025