Legal & Compliance Attorney (Remote Independent Contractor – SEC & Investment Advisory Focus)

Job Title: Legal & Compliance Attorney (Remote Independent Contractor – SEC & Investment Advisory Focus) Company: LawVisoryLocation: RemoteEmployment Type: Independent Contractor (Full-Time)Industry: Legal Services, Financial Services, Investment Advisory About Us: LawVisory is a U.S.-based Securities and Compliance Law Firm serving Registered Investment Advisers (RIAs) across the United States. Our legal team operates remotely, with professionals located in the Philippines, Argentina, South Africa, and other international locations. We specialize in helping investment advisers meet their compliance obligations under U.S. securities laws. Position Overview: We are seeking highly qualified Legal & Compliance Attorneys to join our global team as remote full-time independent contractors. This role is ideal for international attorneys with significant experience in investment advisory law and financial regulatory compliance, particularly those familiar with U.S. SEC regulations or equivalent standards in their jurisdiction. You will work closely with our U.S.-based clients and internal team, supporting a range of legal and compliance functions for investment advisory firms. Work Hours & Commitment: Full-time role: Minimum of 160 billable hours per month (approximately 40 hours/week). Required working hours: Monday to Friday, 2:00 PM – 11:00 PM Eastern Standard Time (EST). Must be able to commit to these hours consistently. Key Responsibilities: Provide legal and compliance support to U.S. Registered Investment Advisers. Draft and review compliance documentation, including Form ADV, policies, and agreements. Conduct regulatory research and ensure alignment with the Investment Advisers Act of 1940. Assist in SEC exam preparation, mock audits, and ongoing compliance management. Maintain clear communication with clients and collaborate with a remote legal team. Candidate Requirements: Must be fluent in English Law degree or equivalent legal qualification in your country. Minimum 3 years of experience in securities law, investment advisory compliance, or equivalent financial regulatory fields. Experience with U.S. SEC regulations or similar frameworks (FCA, ASIC, FSCA, etc.) is essential. Excellent legal writing, analytical, and communication skills in English. Prior experience with U.S. clients or international law firms is strongly preferred. Ability to work independently while maintaining responsiveness during EST hours. Compensation: Please include your expected hourly rate in USD in your application. This is a full-time, billable contractor position of 160 hours minimal per month. To Apply: Send your CV with your expected hourly rate. your availability for an interview and your availability to start should your application be successful to nvazquez@lawvisory.com. Important: Applications sent to any other email address will not be considered. Join our global team and play a key role in helping investment advisers stay compliant, informed, and protected. Must be fluent in English

Location: Ciudad de México, MX

Posted Date: 6/23/2025