Director, Compliance & Control Manager (Markets)

Director, Compliance & Control Manager (Markets) Join to apply for the Director, Compliance & Control Manager (Markets) role at BNY Director, Compliance & Control Manager (Markets) Join to apply for the Director, Compliance & Control Manager (Markets) role at BNY Job Description At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000 employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. Job Description At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of the world’s financial system we touch nearly 20% of the world’s investible assets. Every day around the globe, our 50,000 employees bring the power of their perspective to the table to create solutions with our clients that benefit businesses, communities and people everywhere. We continue to be a leader in the industry, awarded as a top home for innovators and for creating an inclusive workplace. Through our unique ideas and talents, together we help make money work for the world. This is what is all about. We’re seeking a future team member for the role of Director to join our Compliance team. This role is located in Hong Kong or Singapore – HYBRID. In this role, you’ll make an impact in the following ways: Responsible for managing the Compliance Function for Markets APAC businesses across multiple countries and act as the primary contact for APAC Markets Leadership. Responsible for leading the ongoing development, implementation and refinement of a comprehensive compliance program for various aspects of our Markets business, with a focus on our FX, Fixed Income, Equities and Securities Financing businesses. Coordinate with compliance counterparts globally to ensure consistent approach to Compliance coverage across all regions. Provide daily compliance support to sales and trading personnel on real-time issues, business expansion deliverables, and regulatory guidance and rules. Evaluate new products and activities to ensure compliance issues are identified and remediated. Assess the inherent risk of business units as well as the effectiveness of mitigating controls in order to minimize the residual risk of reputational damage, regulatory consequences and other operational risk. Provide advice on relevant regulations and internal policies and procedures to internal stakeholders including trading and sales personnel and key support functions. Communicate new regulatory requirements simply and efficiently to affected business and other functions/stakeholders to ensure compliance and help support implementation of those regulatory requirements. Responsible for assisting the business units by developing strategies to bring them into compliance with complex regulatory and policy requirements. Contribute to the development of recommendations for corrective action and issue tracking to ensure resolution efforts proceed timely and effectively. Develop and administer compliance training on applicable rules and regulations to business unit personnel. Maintains strong working relationships with outside regulators. Coordinate compliance regulatory examinations, including inquiries and audits, and participate in the coordination of response to these examinations. To be successful in this role, we’re seeking the following: 12-15 years of total work experience, with 3-5 years of management experience, preferred. Financial Services, Audit or Compliance background including deep familiarity working with Markets businesses. Strong familiarity with APAC regulations; liaise with regulatory bodies (e.g., MAS, HKMA, MOEF, FSC, BNM, RBI) Bachelor’s degree or the equivalent combination of education and experience is required. Business or Finance degree preferred. At BNY, our culture speaks for itself. Here’s a few of our awards: America’s Most Innovative Companies, Fortune, 2024 World’s Most Admired Companies, Fortune 2024 Human Rights Campaign Foundation, Corporate Equality Index, 100% score, 2023-2024 Best Places to Work for Disability Inclusion , Disability: IN – 100% score, 2023-2024 “Most Just Companies”, Just Capital and CNBC, 2024 Dow Jones Sustainability Indices, Top performing company for Sustainability, 2024 Bloomberg’s Gender Equality Index (GEI), 2023 Our Benefits And Rewards BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter. BNY is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans. Seniority level Seniority level Director Employment type Employment type Full-time Job function Job function Legal Referrals increase your chances of interviewing at BNY by 2x Get notified about new Director of Compliance jobs in Singapore, Singapore . 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Location: Singapore, SG

Posted Date: 6/19/2025