Client Due Diligence Analyst , KYC , AML , Investment Management

TheCompany: AhighlycredibleFinancialAdvisory&InvestmentManagementfirmbasedintheCityOfLondon. TheRole: This role is joining an exciting new team based in Edinburgh. TheClientDueDiligenceAssociatewillplayakeyroleinsupportingtheAMLandOnboardingdepartment. TheClientDueDiligenceAssociatewillensurethatCustomerDueDiligenceandClientPeriodicReviewsareconductedeffectively,fornewcustomersandensurethatthecompanysAnti-FinancialCrimepoliciesandallotherrelevantapplicableregulatoryrequirementsarecompliedwith. EnsurethatappropriateClientDueDiligence,KYCandAMLchecksarecarriedoutonallnewInvestmentManagementclients/customersinaccordancewithpoliciesandprocedures. TheClientAssociateDueDiligencewillensurethatappropriateclientdocumentationisissuedtoallnewcustomers. ProvideadviceandassistancetotheFront-Officeontherelevanton-boardingpoliciesanddocumentationrequirements. ConductanalysisandduediligenceofreceivedAML/Sanctionscreeningalertsandrecognisehighriskfiles,PEPs,adverseinformation,reputationalriskandothercompliance/financialcrimerisktriggers-undertakeenhancedclientduediligenceonthesefilesandescalatewherenecessary. TheClientDueDiligenceAssociatewillsupporttheMLROinwideraspectsofKYC,ClientOnboardingandFinancialCrimeprevention,includingAnti-MoneyLaundering(AML),Anti-BriberyandCorruption(ABC),Sanctions,TaxComplianceandCounterTerroristFinancing(CTF). TheCandidate PreviousAML/KYC,Clientonboarding/ClientDueDiligenceexperience,preferablywithinaninvestmentmanagementfirm. SomeexperiencewithJerseybasedclientswouldbehelpful. ExperienceofworkingwithinaClientOnboarding/Compliance/FinancialCrime/withexposuretoMoneyLaundering,SanctionsandHigh-RiskMarkets. KnowledgeofEUandUKFinancialServicesRegulation,MiFID,JMLSG;MoneyLaunderingRegulationsQualificationandSkills. ADZN1_UKTJ

Location: Edinburgh, GB

Posted Date: 6/17/2025